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Engineering Blog · Post #63

AI Initial Analysis Report: 9 Categories of Findings Delivered to Your Notification Bell

One click. Nine analysis categories. One consolidated report. Automatically notified.


The Problem

An underwriter receives a new submission. Before they can make any decisions, they need to check: Is it priority? Is it ready? Any risk flags? Clearance status? Within authority? Market conditions? Documents complete? Each of these is a separate click, a separate screen, a separate mental model. By the time they've checked everything, 20 minutes have passed — and they haven't started underwriting.

The InsightUW Approach

InsightUW's AI Initial Analysis runs all 9 checks in one click and delivers a consolidated findings report with an overall assessment. The assigned UW is automatically notified via the bell icon — no need to even open the submission to know there's an issue.

graph TD subgraph Trigger["One Click"] BTN["'AI Initial Analysis' button"] end subgraph Checks["9 Analysis Categories"] C1["1. Priority Score"] C2["2. Quality/Readiness"] C3["3. Risk Elements"] C4["4. Claims/Financial Trends"] C5["5. Clearance Status"] C6["6. Industry Classification"] C7["7. Authority Boundaries"] C8["8. Market Context"] C9["9. Document Completeness"] end subgraph Report["Findings Report"] Overall["Overall: Elevated / Moderate / Favorable"] Findings["Per-category findings<br/>with severity badges"] end subgraph Notify["Auto-Notification"] Bell["Bell icon notification<br/>to assigned UW"] end BTN --> C1 BTN --> C2 BTN --> C3 BTN --> C4 BTN --> C5 BTN --> C6 BTN --> C7 BTN --> C8 BTN --> C9 C1 --> Overall C2 --> Overall C3 --> Overall C4 --> Overall C5 --> Overall C6 --> Overall C7 --> Overall C8 --> Overall C9 --> Overall Overall --> Findings Findings --> Bell

Three Assessment Levels

Assessment Trigger Color UW Guidance
ELEVATED 2+ high-severity findings Red "Require attention before proceeding"
MODERATE 1 high or 3+ medium Amber "Review flagged items"
FAVORABLE No significant issues Green "Proceed with underwriting review"

What Each Category Checks

Category Example Finding
Priority "Score 47/100 (medium). Top factor: Key Broker."
Quality "Score 57/100 (fair). Weakest: Clearance Status."
Risk Elements "3 flags: CFO departure, ESG litigation, publicly traded"
Claims/Financial "Revenue volatile, operating margin 8.1%, debt 0.52"
Clearance "Pending — not yet run"
Industry Class "UT-SOL-01, Energy-Renewable, Hazard III, 1.35x"
Authority "$20M — within senior UW authority"
Market "D&O: softening, -3% to -5%, ample capacity"
Documents "Checklist not initialized"

LOB-Specific Example

D&O for Solaris Energy Holdings — MODERATE Assessment:

Sarah Chen clicks "AI Initial Analysis." In 2 seconds, the report appears:

MODERATE — 1 high and 4 medium findings. Review flagged items.

Finding Severity Detail
Priority Medium 47/100. Key broker (Lockton) is top factor.
Quality Low 57/100. Clearance not yet run.
Risk Elements HIGH 3 flags: CFO departure, pending ESG litigation, publicly traded
Claims/Financial Medium Revenue volatile, debt ratio 0.52
Clearance Medium Pending — needs to be run
Classification Low Validated: UT-SOL-01, Energy-Renewable
Authority Medium $20M limit, within senior UW authority
Market Low D&O softening, rates -3% to -5%
Documents Low Not initialized

Sarah's bell icon shows: "AI Analysis Complete: Solaris Energy — D&O (MODERATE). 1 high and 4 medium findings."

She immediately knows the #1 concern: risk elements (CFO departure + ESG litigation). She can address this before diving into detailed underwriting.

What This Means for Underwriters

  1. 20 minutes → 2 seconds — all 9 checks run in parallel, one consolidated report
  2. Proactive notification — UW alerted via bell icon before they even open the submission
  3. Severity-coded — red/amber/green per finding, plus overall assessment
  4. Actionable — each finding tells you exactly what needs attention
  5. Audit trail — every analysis logged for compliance

What's Next

Next: AI Trend Detection — Proactive Alerts on Broker Volume, Hit Ratios, and Market Shifts


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